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ISO 9000 / ISO 9001 / ISO 9002 / ISO 9003 / ISO 9004

Implementation, Problems, Pitfalls, Tips

Scope

Implementing the ISO system is a harrowing experience.  Even with the help of consultants, it can be a frustrating process.  Sometimes it seems to be deliberately confusing, mysterious, and obfuscated.  The consultants and quality assurance personnel often seem incapable of explaining the why's and how's to the lay person.  This text was written by someone who has been through the process from the worker and management side and attempts to clear away the smoke and mirrors.

Why?

Will your company benefit from the implementation of ISO?  The answer is almost always a resounding yes.  Most companies can be assigned to one of three categories:  those who have their stuff together, those who don't, and those who are sliding from the first to the latter.  Companies in the first category have written procedures for design and manufacturing.  Products, ideas, designs, and contracts are handled in a consistent logical manner which is documented and traceable.  Meetings are held to ensure that all interested parties are privy to what is going on and actions are reviewed to assess their validity and success in order to prevent perpetuating failure.  Renegade workers are limited in their ability to introduce complications.  Companies in the second category operate haphazardly, rarely doing anything the same way twice.  Designs, documents, procedures, changes, and products are not traceable.  Everybody operates in their own world with as little interaction with other groups as possible.  People develop and protect secrets and develop fiefdoms.  Managers are terrified to fire anyone who might have key knowledge.  These companies survive, but it is a desperate existence populated with miserable workers.  Companies in the last category are usually in the process of degrading into chaos due to tightened budgets and shrinking management and support personnel.

ISO is disguised as nothing more than a "quality system".  In reality, it is a template for how to run a business.  This is a very important fact that the quality people don't want to say out loud and management does not want to hear.  You may be saying at this point that you don't need a template.  You may think that you know how to run your business.  The truth is that you probably do not.  If you did, your designs wouldn't always be way late and way over budget, miscommunications and blame laying wouldn't be built into every move, every new project wouldn't be chaos, products wouldn't keep failing over and over for the same reasons, you wouldn't have to rely on the weird guy with the temper to fly to Timbuktu to fix that one weird system while you held your breath hoping that he won't flake out for the umpteenth time.

Where did you learn to run your company?  From the ground up?  From a university?  People learning from the ground up rarely have the vision or fortitude to implement sweeping changes in the entrenched system.  Universities do teach a lot of the principles embodied by ISO, but applying those principles inside an established company can be nearly impossible.  By the time a fresh graduate gains enough respect and power inside of a company to make such changes, the desire to do so is often found to be lacking.

Implementation

The implementation of ISO, once begun, provides a crutch or club to help the process along.  Questions such as "Why?", when no other answer seems to suffice, can be answered by "Because it must be done to satisfy ISO requirements".  This may sound like a cop out, and the phrase will be heard often from the quality team - especially late in the game when time is running out before the first audit.  As a manager, it is important to understand why.

Regardless of what your consultants may tell you, your workers are going to fight ISO fiercely.  At first, they will appear to be enthusiastic and may actually be so.  Later they will pretend to be compliant in meetings with management, but will be fighting the quality team tooth and nail at every opportunity.  Finally, all pretense of compliance will disappear and they will be openly hostile to the process.  This is especially true of engineers, programmers, and managers.  The higher up the ladder the worker is positioned, the more resistance will be shown.  Ever since the disastrous introduction of the pancake management structure containing very few managers, white collar workers have grown accustomed to setting their own rules and they are very resistant to new paradigms.  In the end, cooperation between the quality team in charge of implementing ISO and the workers will disintegrate.  Out of exasperation, the quality team will generally resort to brute force tactics to get the job done. 

Management must side with the quality team at all cost.  An oft repeated mantra from the quality folks is "ISO is not meant to be punishment or a reason to fire a worker".  If you ask them what to do about a person who absolutely refuses to comply with ISO requirements, the quality guys love to use the neat little phrase "management must be committed to the process".  This can be very confusing unless you understand what it means.  It means that as a manager you must terminate any employee who stands in the way of the implementation.

Now comes the hard part.  The employees most likely to buck against the implementation are the "key" employees.  The ones who know all the secrets and throw all the temper tantrums.  Can you possibly terminate them?  Will it benefit your company?  Will the company survive?  Yes, Yes, and Yes.  Use the ISO process to pry their secrets from them and onto paper.  Replace or upgrade any systems or products which your company cannot support without the key workers.  Embrace it.  Do it.  Sometimes terminating the worst offender can have an amazing effect on other problem employees and often brings a sigh of relief to your best workers.

An alternative solution to dealing with a problem engineer or researcher who is a true genius is to isolate them.  All information passed to or from them is handled by other workers who apply ISO principles.  The genius is never allowed to deal directly with the final product or customer.  This layered approach may seem to be inefficient, but it prevents undocumented products and the accumulation of secrets.  Before any idea from the genius is implemented, it is committed to paper and handled per the ISO system.  No one outside of engineers or researchers should be afforded the privilege of the pampering required by isolation.  Avoid at all cost the temptation of retaining process workers and technicians who cannot work within the boundaries of the ISO system.  If all else fails, make them instructors.

 

 

 

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